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Right
to Privacy in the Workplace in the Information Age
©
Copyright 1995 Lloyd L. Rich
As traffic
on the "information superhighway" continues to explode a number
of substantive questions about the use and abuse of these information
networks arises. One issue of primary concern is whether the current law
provides adequate protection for the individual's right to privacy in
the workplace from threats posed by computer technology, electronic eavesdropping,
video and sound recording equipment, and databases filled with personal
information. What are the ramifications for an employees' right to privacy
in the workplace? Does an employer have the right to search an employee's
computer files or review the employee's electronic mail ("E-mail")?
The Right to Privacy
The right to privacy plays a unique role in American law and society.
Privacy, although not explicitly protected by the Constitution, is considered
a core value by most Americans. It has also taken on multifarious meanings
so that it no longer conveys one coherent concept. Privacy rights, guaranteeing
an individual's right to a private life, find their authority in the Constitution,
state constitutions, federal and state statutes, and tort law judicial
decisions.
When the framers wrote the Constitution and the Bill of Rights they specifically
addressed that day's most pressing privacy fears: (1) that government
would search one's home whenever it desired and (2) the quartering of
troops in the home. The framers, however, were unable to address future
changes in technology and the myriad of privacy concerns that have evolved
as new technologies permeated their way into our society. Therefore one
must ask whether the law protecting the right to privacy has evolved with
the new technologies to ensure the vitality of the Fourth Amendment.
The Supreme Court has broadly defined privacy as the right of the individual
to control the dissemination of information about oneself. Privacy as
guaranteed by the U.S. Constitution differs in two significant ways from
privacy protected by tort law: (1) the types of acts constituting an invasion
of privacy are very different, and (2) the type of protection provided
to individuals - constitutional privacy protects against governmental
intrusion while tort law primarily protects against invasion by private
parties. Fourth Amendment privacy rights only apply in those situations
where the government is the primary actor, however it encompasses government
employees and some government contractors whose activities might be considered
as state action. Twenty-four states, including Colorado, through state
constitutional provisions or statutes protect the individuals' right to
privacy. Some of these constitutional provisions or statutes have been
held to create a civil claim for invasion of privacy by private parties,
while others have not.
The U.S. Constitutional Framework
The Fourth Amendment provides "[t]he right of people to be secure
in their persons, houses, papers and effects, against unreasonable searches
and seizures ... ." Restrictions imposed by the Fourth Amendment
are effective against the federal government while the Fourteenth Amendment
imposes these restrictions on state and local governments. The Fourth
Amendment is not effective against private entities.
As a starting point it must be recognized that electronic monitoring did
not fit the traditional definition of a search. This position changed
when the Supreme Court held that electronic listening and recording of
telephone conversations without a warrant constituted an unreasonable
search and seizure that violated the Fourth Amendment. Subsequently, when
determining whether an employee has an "expectation of privacy"
the courts have employed the following tests: (1) a subjective test which
evaluates the means by which an employee has attempted to protect his/her
privacy, (2) an objective test which evaluates the expectation of privacy
an employee has in his office or desk in light of security measures and
surveillance of employees in the workplace, and (3) a reasonableness standard
which judges whether the inception and the scope of invasion of privacy
is reasonable under the circumstances and thereby attempts to balance
the government's need for supervision, control and an efficient workplace
against the employee's expectation of privacy.
Court-made and statutory law have purported to protect a government employees'
workplace privacy, however the reality of case law is that the protection
afforded to public employees for work-related search and seizure is minimal.
The seminal case with regard to the "reasonableness standard",
O'Connor v. Ortega, held that the reasonable standard applies to supervisory
searches of public employees. Ortega stands for the proposition that if
an employee has a "reasonable expectation of privacy" then one
must analyze the reasonableness of the search under the circumstances,
i.e., supervision, control and efficiency. Therefore, a public employee
has a reasonable expectation of privacy, but it is a qualified one that
is subject to the "operational realities" of the workplace.
Although Ortega only focused on public employees the decision implied
that private employees were not afforded protection.
Ortega further suggests that E-mail would be considered an employer tool
that is used by employees for work-related communications. If this is
the case, and the employer's interests outweigh those of the employee,
and privacy interests are less in the workplace than in the home, it becomes
highly likely that Ortega extends to E-mail with the probable result that
E-mail will be precluded from privacy protection.
When analyzing the results of Ortega one needs to ask certain questions
concerning future implications of this decision in the workplace such
as: (1) What is the impact upon employee efficiency? (2) Is the employer
and employee placed in an adversarial position with regard to the issue
of "trust"? (3) Will there be competitive disadvantages for
the employer? and (4) What about employee dignity?
Subsequent decisions, such as Schowengerdt v. General Dynamics Corp.,
have followed Ortega and further weakened, and possibly practically eliminated,
an employee's right to privacy in the computerized workplace. Schowengerdt
held that the employee had a reasonable expectation to privacy in work
areas of exclusive use to the employee, such as the employee's office,
unless the employer had previously notified the employee that the employee's
office was subject to a work-related search on a regular basis. The court
concluded that despite the employee's reasonable expectation to privacy
in his office that a warrantless search of the office was permissible
when it was work-related and reasonable under the circumstances.
Federal Statutes
The federal government enacted the Electronic Communications Privacy Act
of 1986 (ECPA) because the Federal wiretap statute failed to provide sufficient
protection for modern computer transmission technologies. The primary
purpose of ECPA is to provide protection against unauthorized surveillance
of electronic communications. ECPA protection extends to textual information
and transmissions of private carriers. ECPA although not specifically
providing privacy protection for E-mail systems - court decisions have
focused on cellular phone transmissions - does provide protection from
unauthorized users who break into the system, steal or manipulate information
or damage the system. One difficulty with ECPA is that many commentators
read the provider exception to exclude acts of private employers, however,
there is nothing in the legislative history that indicates that Congress
did not intend ECPA to apply to the situation where a private employer
monitored an employee's E-mail transmissions. Congress in an attempt to
close this gap introduced legislation in 1993, Privacy for Consumers and
Workers Act, that while not banning electronic monitoring, does protect
employees by granting them the right to know, i.e., the employee must
be given notice, when they are being monitored or recorded electronically
by their employer while performing their job.
The State Framework
Currently one might contend that the best place to find privacy protection
for private employees E-mail is in respective state constitutions and
statutes. The federal courts have stated that the states may enact greater
privacy protection than that required by ECPA. Furthermore state wiretapping
and eavesdropping statutes can provide greater privacy protection than
respective federal legislation. Today the right to privacy is recognized
in almost all states by statute or common law decisions. Many states have
enacted statutes that appear to protect privacy that encompasses technology
similar to E-mail. A difficulty with state court privacy decisions is
that they have traditionally favored the employer with the effect that
employees have had minimal privacy in the workplace. These decisions have
focused upon the employer's interest of assuring the work product and
protecting against theft and fraud in the workplace. Therefore one crucial
policy decision that must be resolved is whether computer technology has
so shifted the balance of control that new legislation is required to
better protect an employee's right to privacy in the workplace. One possible
starting point for this discussion is whether E-mail should be considered
analogous to mail and telephone conversations.
Since many state constitutions are interpreted as providing greater privacy
protection than the Constitution it would not be beyond the scope of the
state's highest court to regard E-mail within the scope of a state's anti-wire
tapping or eavesdropping statutes particularly where the legislative "intent"
supports such a reading or where the state courts have implied such a
reading.
The Tort Framework
It may be that the basic legal foundation for private sector employee
privacy protection is the common law of torts, specifically privacy protection
against the tort of "intrusion". The Restatement, Second of
Torts ¤ 652A provides that "one who invades the right to privacy
of another is subject to liability for the resulting harm to the interests
of the other. The right to privacy is invaded by the unreasonable intrusion
upon the seclusion of another[.]" The Restatement should encompass
electronic communications since an "unreasonable intrusion"
does not require that the intrusion be physical.
Electronic Privacy
The framers of the Constitution could not address the myriad of privacy
concerns that evolved as new technologies proliferated and became a part
of an individual's everyday life at home and in the workplace. Computers
and digital communication technologies present a serious challenge to
our legislators, judges and legal system requiring them to react to these
new developments while constantly balancing the individual's civil liberties
and the needs of society. The court must continuously be vigilant in balancing
the rights of the employee and the employer. This is especially necessary
when a privacy cause of action involves new technologies and a claim by
the employee that his privacy has been invaded by the employer. It becomes
even more pressing when statutory or common law has not addressed the
privacy issue with respect to the new technology or the old law does not
clearly cover the issue of privacy that is at question. When this occurs
the court must decide whether the newly-created privacy issues may be
brought within the scope of protection provided by existing privacy law.
This article is not
legal advice. You should consult an attorney if you have legal questions
that relate to your specific publishing issues and projects.
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Lloyd L. Rich is
an attorney practicing publishing and intellectual property law. He can
be reached at 1163 Vine Street, Denver, CO 80206. Phone: (303) 388-0291;
FAX: (303) 388-0477; E-Mail: rich@publishingattorney.com;
Web Site: http://www.publishingattorney.com.
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